SPH Notice – David Houghton Wale

12:49pm, 30 Aug 2017 | SHINTR

Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the form.

To NZX
and
To Plexure Group Limited

Date this disclosure made: 30 August 2017

Date on which substantial holding began: 4 August 2017

Substantial product holder(s) giving disclosure

Full name(s): David Houghton Wale

Summary of substantial holding

Class of quoted voting products: ordinary shares

Summary for David Houghton Wale

For this disclosure,— 
(a) total number held in class: 8,300,000
(b) total in class: 111,650,514
(c) total percentage held in class: 7.4339%

Details of relevant interests

Details for David Houghton Wale
Nature of relevant interest(s): Non-beneficial interest (under sections 235(1)(c) and (d) of the Financial Markets Conduct Act 2013) as trustee of the Lancaster Trust (the beneficial owner of the ordinary shares noted below) and a beneficial
interest in those shares as a beneficiary of the Lancaster Trust.

For that relevant interest,— 
(a) number held in class: 3,000,000
(b) percentage held in class: 2.6870% 
(c) current registered holder(s): Jarden Custodians Limited (as nominee and bare trustee) 
(d) registered holder(s) once transfers are registered: n/a

Nature of relevant interest(s): Non-beneficial interest (under sections 235(1)(c) and (d) of the Financial Markets Conduct Act 2013) as trustee of the Abel Trust (the beneficial owner of the ordinary shares noted below)

For that relevant interest,— 
(a) number held in class: 3,416,667
(b) percentage held in class: 3.0601% 
(c) current registered holder(s): Jarden Custodians Limited (as nominee and bare trustee) 
(d) registered holder(s) once transfers are registered: n/a

Nature of relevant interest(s): Non-beneficial interest (under sections 235(1)(c) and (d) of the Financial Markets Conduct Act 2013) in respect of ordinary shares held for the benefit of family members of David Houghton Wale For that relevant interest,—

(a) number held in class: 1,683,333
(b) percentage held in class: 1.5077% 
(c) current registered holder(s): Jarden Custodians Limited (as nominee and bare trustee) 
(d) registered holder(s) once transfers are registered: n/a

Nature of relevant interest(s): Deemed relevant interest (under section 237 of the Financial Markets Conduct Act 2013) arising from the ownership by the Abel Trust and the Lancaster Trust (as to 50% each) of all of the shares in Darlington
Investments Limited. (David Houghton Wale is a trustee of both trusts and a beneficiary of the Lancaster Trust.)

For that relevant interest,— 
(a) number held in class: 200,000
(b) percentage held in class: 0.1791% 
(c) current registered holder(s): Darlington Investments Limited
(d) registered holder(s) once transfers are registered: n/a

For a derivative relevant interest, also— 
(a) type of derivative: n/a
(b) details of derivative: n/a
(c) parties to the derivative: n/a

(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in the derivative:

Details of transactions and events giving rise to substantial holding Details of the transactions or other events requiring disclosure: Participation in the 4 August 2017 share issue

Additional information
Address(es) of substantial product holder(s): c/- Jarden Custodians Limited, PO Box
1407, Wellington 6140

Contact details: Stephanie Colevas-Crawford

Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Bryan Ewart Johnson

Certification
I, Stephanie Paula Colevas-Crawford, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.

Attachments